IX Choral Symphony
To analyse such a work is difficult and daunting task which we have long hesitated to undertake. The excuse for such a foolhardy venture can only lie in our persistent efforts to see the work through the composer’s eyes, to penetrate its intimate meaning, to experience its impact, and to study the impressions it has made so far on a few who are gifted with exceptional sensitivity, as well as on the general public. Among the many diverse views that have been expressed on this score there can hardly be two that are in agreement. Some critics regard it as a monstrous insanity; others can only see in it the fading glimmers of a dying genius; more cautiously a few declare they find it at the moment completely unintelligible, but do not despair of achieving at least an approximate understanding of it later; the majority of artistically minded people regard it as an extraordinary conception, though some of its parts nevertheless remain unexplained or without apparent purpose. A small number of musicians who are temperamentally inclined to examine carefully anything that might enlarge the realm of art, and who have thought deeply about the general layout of the Choral symphony after studying the score and listening to it attentively on several occasions, assert that this work seems to them the most magnificent expression of Beethoven’s genius: we believe we have said at some earlier point that this is the opinion we share.
Without enquiring what purely personal ideas the composer might have wanted to express in this vast musical poem – a subject wide open to individual conjecture – let us see whether the novelty of the form is not justified in this case by an intention that is quite independent of any philosophical or religious thought, which might seem equally reasonable and beautiful to anyone, be he a fervent Christian, a pantheist or an atheist, in short by an intention of a purely musical and poetic kind.
Beethoven had already written eight symphonies before this one. To progress beyond the point he had already reached solely with the resources of orchestral instruments, what further means were available? The answer is the addition of voices to instruments. But in order to observe the law of crescendo, and enhance in the work itself the power of the additional resource he wanted to provide to the orchestra, it was surely necessary to allow the instruments to figure on their own in the first section of the musical canvas he intended to display… Granted this premise, it is easy to see that he must have been led to search for a mixed musical genre to serve as link between the two major articulations of the symphony. The instrumental recitative was the bridge he had the audacity to throw between the chorus and the orchestra, over which the instruments crossed to go and join the voices. The transition once established the composer must have wanted to announce and motivate the fusion that was about to take place. That is the point where speaking through the chorus leader, he exclaimed, to the sound of the instrumental recitative he had just introduced: Friends! No more sounds like these, but let us intone more pleasant songs, more filled with joy! That is, so to speak, the treaty of alliance concluded between chorus and orchestra; the same theme of the recitative, used by both orchestra and chorus, seems to constitute the oath formula. Thereafter it was up to the composer to select the text for his choral composition: for this Beethoven turned to Schiller and took over the Ode to Joy. He coloured it with countless nuances which poetry on its own could never have conveyed, and it progresses to the end acquiring ever more splendour, grandeur and brilliance.
Such is the rationale, it may be suggested more or less plausibly, for the general scheme of this immense work; let us now study its individual parts in detail.
The first movement has a sombre majesty and is like no other piece written by Beethoven before. The harmony is at times excessively daring: the most original patterns, the most expressive gestures crowd in and criss-cross in every direction, but without causing any obscurity or congestion. On the contrary the result has perfect clarity, and the numerous orchestral voices that plead or threaten, each in its own way and its own special style, seem to form a single voice, such is the emotional charge that drives them.
This allegro maestoso, written in D minor, begins nevertheless on the chord of A without the third, in other words on the notes A and E sustained as a fifth, and played as an arpeggio above and below by the first violins, violas and double-basses. The listener is therefore not sure whether he is hearing the chord of A minor, or of A major, or that of the dominant of D. This prolonged tonal ambiguity gives great power and character to the entry of the full orchestra on the chord of D minor. At the end of the movement there are moments that move the soul to its depths. It would be hard to hear anything more profoundly tragic than the song of the wind instruments beneath which a chromatic phrase played tremolo by the strings swells and rises gradually, like the roar of the sea before an approaching storm. This is a passage of magnificent inspiration.
On several occasions in this work we will be drawing attention to clusters of notes which cannot possibly be described as chords, and we will be forced to admit that the reason for these anomalies escapes us completely. For example on page 17 of the wonderful movement we have been describing there is a melodic passage for clarinets and bassoons, which is accompanied as follows in the key of C minor: the bass plays first an F sharp supporting a diminished seventh, then an A flat supporting a third, fourth and augmented sixth, and finally G over which flutes and oboes play the notes E flat, G, C which gives a six-four chord. This would be an excellent resolution of the previous chord if the second violins and violas did not add to the harmony the two notes F natural and A flat which disfigure it and cause a most unpleasant confusion which fortunately is of short duration. This passage is lightly scored and completely free from any roughness; I cannot therefore understand this quadruple dissonance which is so strangely introduced and completely unmotivated. One might suppose there is an engraving error, but a careful inspection of these two bars and those that precede dispels all doubts and one remains convinced that this is really what the composer intended.
The scherzo vivace which follows contains nothing of the same kind. Admittedly there are a number of pedal notes on the tonic in the upper and middle voices which are sustained through the dominant chord. But I have already stated my position on these pedal notes that are foreign to the harmony, and this new example is not needed to demonstrate the excellent use they can be put to when they arise naturally from the musical logic. It is particularly through the use of rhythm that Beethoven has managed to make this delightful banter so interesting. The theme with its fugal response four bars later is full of vitality, and sparkles with wit when the response then comes a bar earlier and follows a ternary instead of the initial binary rhythm.
The central part of the scherzo is taken up with a presto in duple time full of rustic joy. The theme is deployed over an intermediary pedal note which is either the tonic or the dominant, accompanied by a counter-subject which harmonises equally well with either of the held notes, the dominant and the tonic. The melody is finally brought back by a phrase of delightful freshness in the oboe; after staying poised for a moment over the dominant major chord of D it finally blossoms in the key of F natural in a way that is as graceful as it is unexpected. This is another echo of the gentle impressions that Beethoven loved so much, impressions that are aroused by the sight of a radiant and peaceful landscape, pure air and the first rays of dawn in spring.
In the adagio cantabile the principle of unity is so little observed that one might think of it as two separate movements rather than one. The first melody in B flat in quadruple time is followed by a completely different melody in D major in triple time. The first theme, slightly altered and varied by the first violins, appears for the second time in the original key and leads to the return of the melody in triple time, unchanged and without embellishments but in the key of G major. After this the first theme finally establishes itself and no longer allows the rival theme to compete for the listener’s attention. Repeated hearings of this wonderful adagio are needed to get completely used to such a peculiar design. As for the beauty of all these melodies, the infinite grace of the ornaments which decorate them, the feelings of sad tenderness, passionate despair and religious reverie they express, if only my words could give even an approximate idea of them, then music would have found in the written word a rival which even the greatest of poets will never be able to oppose to it. It is an immense movement, and once the listener has succumbed to its powerful charm, the only answer to the criticism that the composer has violated here the law of unity has to be: so much the worse for the law!
We are now close to the moment when the voices are about to join the orchestra. Cellos and double-basses intone the recitative we mentioned above, after a passage for the wind instruments as harsh and violent as a cry of anger. The chord of the major sixth, F, A and D, with which this presto begins, is altered by an appogiatura on B flat, played simultaneously by flutes, oboes and clarinets; the sixth of the key of D minor grinds dreadfully against the dominant and produces an excessively harsh effect. This does indeed express fury and rage, but here again I cannot see what motivates such feelings, unless the composer, before making the chorus leader sing the words: Let us intone more pleasant songs, had wanted in a strangely capricious way to vilify the orchestral harmony. Yet he seems to regret it, since in between each phrase of the recitative of the basses, he repeats, like so many memories that are dear to his heart, fragments of the three preceding movements. What is more, after this first recitative, he puts in the orchestra, in the midst of exquisitely chosen chords, the beautiful theme which is about to be sung by all the voices on Schiller’s ode. This theme, gentle and calm in character, becomes increasingly animated and brilliant as it moves from the basses which play it first to the violins and the wind instruments. After a sudden interruption, the whole orchestra plays again the furious ritornello mentioned above which now introduces the vocal recitative.
The first chord is again built on an F which is supposed to carry the third and the sixth and does indeed do so, but this time the composer not content with the appogiatura of B flat adds those of G, E and C sharp, with the result that ALL THE NOTES OF THE MINOR DIATONIC SCALE are played at once and produce the hideous assembly of notes: F, A, C sharp, E, G, B flat, D.
Forty years ago, the French composer Martin, known as Martini, wanted to produce in his opera Sapho a similar howl for the orchestra, and did so by using at once all the diatonic, chromatic and enharmonic intervals of the scale at the moment when Phaon’s mistress hurls herself into the sea – but he did not ask himself whether his attempt was appropriate and whether it enhanced or assaulted the dignity of art, though admittedly there could be no mistaking his intentions. But in this case my efforts at discovering Beethoven’s purpose are completely in vain. I can see a formal intention, a deliberate and calculated attempt to produce a double discordance, both at the point which precede the appearance of the recitative, instrumental at first and later vocal. I have searched hard for the reason for this idea, and I have to admit that it is unknown to me.
The chorus leader, after singing his recitative on words by Beethoven himself, as we have mentioned, introduces on his own the theme of the Ode to Joy, with a light accompaniment of two wind instruments and the strings playing pizzicato. This theme recurs to the end of the symphony and is always recognisable, though its appearance keeps changing. A study of these diverse transformations is all the more absorbing as each of them brings out a new and distinctive nuance in the expression of a single feeling, that of joy. At first this joy is full of gentleness and peace; it becomes somewhat livelier when the voice of women is heard. The beat changes; the theme, sung initially in quadruple time, returns in 6/8 time in syncopated style and now takes on a more robust and agile character that has a martial quality. This is the song of a departing hero who is confident of victory; you can almost imagine his shining armour and hear the rhythmic tread of his step. A fugal theme in which the original melody can be recognised, serves for a while as subject for a lively orchestral development, which recalls the bustling activity of a crowd full of ardour… But the chorus soon re-enters and sings energetically the joyful hymn in its original simplicity, supported by chords of the wind instruments which shadow the melody, and criss-crossed by a diatonic passage played by the whole mass of strings in unison and octaves. The andante maestoso which follows is a kind of chorale intoned first by the tenors and basses of the chorus, in unison with a trombone, the cellos and double-basses. Joy here assumes a religious dimension and becomes solemn and immense. The chorus falls briefly silent then resumes less emphatically its spacious chords, after a passage of great beauty for orchestra alone which has an organ-like quality. The imitation of the majestic instrument of Christian churches is produced by flutes in the lower register, clarinets in the chalumeau register, the lower notes of the bassoons, the violas divided into two parts, upper and lower, and the cellos playing on their open strings G and D, or the low C (open string) and the C in the middle range, always in double-stopping. This piece starts in G, moves to C, then to F, and ends on a pause on the dominant seventh of D. There follows a great allegro in 6/4 where from the start are combined the beginning of the first theme, already used frequently with such variety, and the chorale of the preceding andante. The contrast between these two ideas is made even more striking by a fast variation of the joyful theme, on top of the long notes of the chorale, played not only by the first violins but also by the double-basses. Now it is impossible for double-basses to perform a succession of notes at that speed, and once again it is hard to understand how a composer as familiar as Beethoven with the art of orchestration could have committed such a lapse in writing a passage like this for this unwieldy instrument. There is less fire and grandeur, and greater lightness in the style of the following piece: its keynote is that of innocent joy, expressed first by four solo voices and then given greater warmth through the addition of the chorus. Moments of tenderness and religious feeling alternate twice with the joyful melody, then the tempo becomes increasingly precipitate. The whole orchestra bursts out, the percussion instruments – timpani, cymbals, triangle, bass drum – strike emphatically the strong beats of the bar. Joy resumes her sway, a popular and tumultuous joy which might look like an orgy if at the end the voices did not pause once more on a solemn rhythm to send, in an ecstatic cry, their final greeting of love and respect for religious joy. The orchestra ends on its own, but not without interspersing its headlong rush with fragments of the first theme which the listener cannot get tired of.
A translation as accurate as possible of the German poem set by Beethoven will convey to the reader the stimulus for this profusion of musical combinations, masterly supports of unceasing inspiration and obedient tools of a powerful and tireless genius*.
« Joy! Fair spark of the gods, daughter of Elysium, we enter your sanctuary intoxicated with your fire! Your magic power unites again those whom earthly customs have forcibly separated. All men will be brothers again under your gentle wing.
« Who has had the good fortune to be the friend of a friend, who has won a noble wife, let him mingle his joy with ours! Yes, any who can call even one soul on earth his own. But who cannot, let him steal away in tears from this gathering.
« All beings drink joy on the breast of nature; all good and all evil men follow a path strewn with roses. She gave us kisses and vintage, a friend who is true unto death. The worm receives the joy of life and the cherub stands before God!
« Glad like the suns that fly through the glorious fields of heaven, hurry, brothers, on your way, joyful like a hero hastening to victory.
« Millions, be embraced! This kiss to the whole world! Brothers, above the starry heaven, a dear father must have his dwelling.
« You fall prostrate, o you millions? World, do you sense the creator? Seek him above the starry heaven! He must dwell over the stars!
« Joy! Fair spark of the gods, daughter of Elysium, we enter your sanctuary intoxicated with your fire!
« Daughter of Elysium, joy, fair spark of the gods!! »
Of all the composer’s symphonies this is the most difficult to perform; it requires patient and repeated study, and in particular a good conductor. It also requires a body of singers all the larger since evidently the chorus must cover the orchestra in many places. In addition, the way the music is written for the words and the excessive height of some of the choral parts make voice production very difficult and reduce considerably the volume and power of the sound.
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Be that as it may, when Beethoven had finished his work and could contemplate the majestic dimensions of the monument he had just built, he must have said to himself: «Death may come now, but my task is accomplished.»
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* Note: the following is our own translation of Schiller's German text